The job of a compliance officer has been around for a very short time and has begun to be known by many individuals. It is growing in ranks and many companies are being established to facilitate this field of work. The Chief Executive Officer of the Society of Corporate Compliance and Ethics Roy Snell said that the role of a compliance officer is to implement a compliance program that prevents, find and help deal with ethical issues and concerns.
Compliance officers use tools such as audits and risk assessments. Compliance officers ensure that problems are fixed and ensure that they do not happen again. Roy Snell in expressing his enthusiasm about the growth of compliance officers from zero to tens of thousands. The compliance officers have a lot of functions and responsibilities.
Cathy Mackenzie who is the Vice President and General Counsel for Island View Casino Resort said of her realization in a conference that a compliance officer career is a good opportunity to advance. Mackenzie currently handles property owners and the Casino’s compliance director deals with work permits and the casino’s surveillance. Roy Snell intimated the rise of graduate programs in universities that are tailored to train students on becoming compliance officers.
There has also been regulations and laws that have been adopted to guide compliance issues. The compliance officer profession has grown internationally and multinational companies are establishing compliance departments in their different offices to facilitate implementation of regulations due to cultural difference and language barriers.
Through the following link at Bloomberg one is able to get a feel of Helane Morrison career and professional life. She is one of the top compliance officers in the United States. Helane is the current Managing Director and General Counsel and Chief Compliance Officer of Hall Capital Partners LLC. She first started off as a journalist before joining the University of California, School of Law where she was the Editor-In-Chief of California Law Review. After finishing her law degree in University of California, she worked for various US Supreme Court justices. She has worked at Howard, Rice, Nemerovski, Canady, Falk & Rabkin from the 1986 to 1996.
Helane Morrison has also worked at the SEC where she specialized in business litigation and defensing private securities. I believe that Helane Morrison is among the very best compliance officers. She demonstrated this while she was working at the Securities Exchange Commission where she was fully committed to prosecuting individuals and companies who failed to comply with financial regulations. Hall Capital Partners offers a quick guideline into the career path of Helane Morrison. I believe her career achievement ought to serve as an inspiration to other compliance officers.